面向多频带信号簇结构特征的模拟信息转换方法研究

项目来源

国家自然科学基金(NSFC)

项目主持人

张京超

项目受资助机构

哈尔滨工业大学

立项年度

2017

立项时间

未公开

项目编号

61701138

研究期限

未知 / 未知

项目级别

国家级

受资助金额

19.50万元

学科

信息科学-电子学与信息系统-信息获取与处理

学科代码

F-F01-F0113

基金类别

青年科学基金项目

关键词

智能信息处理 ; 稀疏表示 ; 雷达对抗 ; 模拟信息转换 ; 压缩感知 ; Intelligent information processing ; Compressive sensing ; Analog to information conversion ; Sparse representation ; Radar countermeasure

参与者

彭喜元;赵浩然;杜帅乐;卢千红;金程宇

参与机构

哈尔滨工业大学

项目标书摘要:针对当前多频带信号模拟信息转换结构存在冗余、无法对捷变动态谱快速响应及缺乏硬件实物验证的问题,本项目基于可变周期随机编码序列,提出一种面向多频带信号簇结构特征的模拟信息转换方法,给出采样结构,基于簇相关性,分析感知矩阵约束条件,研究编码序列周期与系统设计复杂度之间的关系,给出编码序列周期最优选择依据。基于簇结构统计独立性,研究基于多重信号分解的多维信号恢复方法。研制系统原型样机,基于原型样机,定量分析系统对捷变频谱快速响应性能,分析硬件实现过程中器件非线性、时间延迟等非理想因素对观测矩阵构造的影响,进而分析对系统性能的影响,从而推动基于压缩感知的模拟信息转换技术的理论研究,对其在雷达对抗、被动辐射源探测及认知无线电等领域的实用提供借鉴、支撑。

Application Abstract: This proposal presents a novel analog to information conversion for multiband signals exploiting features of clusters based on period-variable random encoding sequence,which focuses to tackle the problems of sampling redundancy,inefficiency of capturing jitter spectrum and lacking of prototype verification.The sampling framework is presented and the sparsity is reformulated.This proposal then establishes the mathematical relationship between sampling frequency and information bandwidth and investigates the mathematical relationship between period of encoding sequence and complexity of the proposed framework,based on which,concludes to the optimal value of the period.By exploiting the statistical independence,this proposal implements multi-dimensional signal recovery based on multiple signal classification.This proposal finally implements prototype hardware,based on which evaluates the performance handling the jitter spectrum and analyzes non-ideals caused by non-linearities and delays of practical devices.This proposal is supposed to present theoretical progress and practical design support in the practical fields,such as radar countermeasure,passive emitter detection and cognitive radio.

项目受资助省

黑龙江省

项目结题报告(全文)

快速频谱感知是认知电子战的关键技术之一,捷变频谱占用情况的快速获取及实时分析是认知电子战攻防的先决条件。基于压缩感知实现的模拟信息转换是面向宽频域稀疏信号欠采样的新型采样方式。本课题从恢复算法的对称加速、采样结构的优化与改进、基于FPGA的在线频谱估计算法、系统非理想因素的建模与盲校准方法等四个角度入手,研究了基于压缩感知的模拟信息转换用于快速频谱感知可能面临的问题及解决方法。在恢复算法的对称加速方面,利用实信号傅里叶频谱的对称特性、多频带信号的概率分布特性,实现信号支撑集筛选的加速。在采样结构优化与改进方面,提出了基于对角余数矩阵的观测矩阵设计方法,优化了硬件结构。在不降低系统性能的前提下,简化了硬件设计复杂度,从而降低了硬件过程中系统非理想特性对性能的影响。搭建了模拟信息转换硬件平台,并基于逐步QR分解方法在FPGA环境下实现了基于OMP方法的在线频谱估计,在观测矩阵维数为200×2000条件下,运行时间为35.19µs,估计信噪比最低28.25dB,关键资源消耗仅为1032个BRAM、806个DSP单元。本项目最后开展了系统非理想因素的建模分析,并基于幅相失配数学模型探索了实现系统盲校准的可行性。本项目研究内容为模拟信息转换技术在快速频谱感知中的应用提供了一定的方法及应用探索,对认知电子战快速频谱感知具有一定的参考及借鉴意义。基于本课题,共发表SCI(E)、EI文章7篇,申请发明专利4项,出版中文学术专著1部(副主编,排名第二),培养博士研究生1名(在读)、硕士研究生3名(2名已毕业并顺利取得硕士学位,1名在读)。项目执行期间经费投入合计19.5000万元,支出合计13.3920万元,结余6.1080万元。结余经费计划用于项目后续的研究内容支出。

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  • 1.JET: Joint Error Information Theoretic Criterion for Multichannel Compressive Sampling Systems

    • 关键词:
    • Estimation; Mutual coupling; Calibration; Eigenvalues andeigenfunctions; Symmetric matrices; Sparse matrices; Noise; Signal tonoise ratio; Hardware; Circuits; Multichannel compressive sampling;joint blind calibration; information theoretic criteria; sparsityestimation; modulated wideband converter
    • Su, Yinuo;Zhang, Jingchao;Qiao, Liyan
    • 《IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS II-EXPRESS BRIEFS》
    • 2026年
    • 73卷
    • 1期
    • 期刊

    This brief proposes a joint error information theoretic criterion (JET) assisted blind calibration method for multichannel compressive sampling systems under complete blindness. Addressing gain-phase errors and mutual coupling, we first estimate these errors, then leverage an information theoretic criterion (ITC) to estimate signal sparsity, enabling blind calibration and signal reconstruction. An optimal ITC penalty term is derived through joint error model analysis. Simulation and hardware experiments validate the method's effectiveness. Simulation experiments and hardware experiments confirm that our method achieves over 99.9% accuracy in sparsity estimation within the range [0-0.5] of gain-phase errors and mutual coupling errors.

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  • 2.DOA Estimation by Jointly Exploiting L1-SVD and Enhanced Spatial Smoothing in Coherent Environment

    • 关键词:
    • Estimation; Direction-of-arrival estimation; Signal processingalgorithms; Smoothing methods; Noise; Antenna arrays; Accuracy; Vectors;Classification algorithms; Array signal processing; Coherentenvironment; direction of arrival (DOA); enhanced spatial smoothingdecomposition (ESSD); L1-singular value decomposition (SVD); multipatheffect;SPARSE SIGNAL RECONSTRUCTION; OF-ARRIVAL ESTIMATION; ESPRIT;LOCALIZATION
    • Zhang, Jingchao;Li, Muheng;Bai, Longxin;Qiao, Liyan
    • 《IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT》
    • 2025年
    • 74卷
    • 期刊

    As a sparse-based direction of arrival (DOA) estimation algorithm, the L1-singular value decomposition (SVD) algorithm is widely used to measure the orientation of targets. In real measurements, the coherent environment that often arises due to multipath propagation leads to the deterioration of the noise immunity and estimation accuracy of the L1-SVD algorithm. Although the decoherence of L1-SVD can be enhanced by introducing spatial smoothing after SVD, which is called SS-L1-SVD, the algorithm does not fully utilize the available information in the observed data. In this article, we propose a new method called L1-enhanced spatial smoothing decomposition (ESSD). ESSD combines spatial smoothing with matrix decomposition by utilizing the relationship among the covariance matrix and the left singular matrix and the singular value matrix. ESSD not only improves the decoherence ability of the algorithm but also makes full use of the information in the observed data and reduces the computational complexity, which makes the algorithm more practical than the traditional algorithms in real measurements. In order to further verify the performance of the new algorithm, we not only performed simulation experiments but also designed a physical experimental platform that can be used for DOA estimation and constructed a real coherent environment caused by multipath propagation and performed physical experiments. The results of simulation and physical experiments show that the L1-ESSD algorithm reduces the error by about 1 degrees and the computation time by about 8 s compared with the conventional L1-SVD algorithm.

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  • 3.Gridless co-evolutionary algorithm for single snapshot DOA estimation with unknown number of sources

    • 关键词:
    • Direction of arrival;Evolutionary algorithms;Information dissemination;MIMO systems;Molluscs;Multiobjective optimization;Shellfish;Cooperative co-evolution;Crayfish optimization algorithm;Direction of arrival;Direction of arrival estimation;Directionof-arrival (DOA);Gridless;Multi objective;Number of sources;Optimization algorithms;Single snapshots
    • Fan, Meiyu;Zhang, Jingchao;Li, Muheng;Qiao, Liyan
    • 《2025 IEEE International Instrumentation and Measurement Technology Conference, I2MTC 2025》
    • 2025年
    • May 19, 2025 - May 22, 2025
    • Chemnitz, Germany
    • 会议

    Single snapshot direction of arrival (DOA) estimation gains traction in automotive MIMO radar. Gridless methods based on atomic norm show superiority in single snapshot DOA estimation. However, the atomic norm is a convex relaxation of the atomic l0 norm, which leads to resolution limitations. To avoid the disadvantage of resolution limitation, we propose a multi-objective DOA estimation model with atomic l0 norm and measurement errors as optimization objectives. It can estimate the angle and the number of sources simultaneously and has the advantage of directly exploiting sparsity through the atomic l0 norm. Then, we design a cooperative co-evolution crayfish optimization algorithm (CO3) to solve this model. The algorithm contains two innovations, one of which is the proposal of a new multi-population cooperative co-evolutionary decomposition strategy that efficiently decomposes a multi-objective DOA estimation model into multiple single-objective problems without having to consider the fitness allocation problem. Each single-objective problem is then solved using a crayfish optimization algorithm. The other is to propose a variable-length neighbor-hood orthogonal crossover operator to carry out the work of information exchange between populations, which can effectively speed up the convergence of the algorithm. Simulation results and actual data verify the superiority of the method in this paper in terms of source number selection and DOA estimation. © 2025 IEEE.

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  • 4.A nonconvex sparse recovery method for DOA estimation based on the trimmed lasso

    • 关键词:
    • Direction of arrival;Matrix algebra;Numerical methods;Direction of arrival estimation;Estimation methods;Majorization minimization algorithms;Nonconvex;Nonconvex penalties;Penalty term;Recovery guarantee;Recovery methods;Sparse recovery;The trimmed LASSO
    • Bai, Longxin;Zhang, Jingchao;Qiao, Liyan
    • 《Digital Signal Processing: A Review Journal》
    • 2024年
    • 153卷
    • 期刊

    Sparse direction-of-arrival (DOA) estimation methods can be formulated as a group-sparse optimization problem. Meanwhile, sparse recovery methods based on nonconvex penalty terms have been a hot topic in recent years due to their several appealing properties. Herein, this paper studies a new nonconvex regularized approach called the trimmed lasso for DOA estimation. We define the penalty term of the trimmed lasso in the multiple measurement vector model by ℓ2,1-norm. First, we use the smooth approximation function to change the nonconvex objective function to the convex weighted problem. Next, we derive sparse recovery guarantees based on the extended Restricted Isometry Property and regularization parameter for the trimmed lasso in the multiple measurement vector problem. Our proposed method can control the desired level of sparsity of estimators exactly and give a more precise solution to the DOA estimation problem. Numerical simulations show that our proposed method overperforms traditional approaches, which is more close to the Cramer-Rao bound. © 2024 Elsevier Inc.

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  • 5.DOA Estimation by jointly exploiting L1-SVD and spatial smoothing in coherent environment

    • 关键词:
    • Singular value decomposition;Coherent environment;Direction of arrival;Direction of arrival estimation;Directionof-arrival (DOA);Estimation problem;L1-singular value decomposition;Noise estimation;Noise immunity;Singular value decomposition algorithms;Spatial smoothing
    • Zhang, JingChao;Li, MuHeng;Bai, LongXin;Qiao, LiYan
    • 《2024 IEEE International Instrumentation and Measurement Technology Conference, I2MTC 2024》
    • 2024年
    • May 20, 2024 - May 23, 2024
    • Glasgow, United kingdom
    • 会议

    The L1-SVD is widely used to solve direction of arrival (DOA) estimation problem in sparse manner. However, due to the influence of the coherent environment often caused by multipath propagation in practical applications, the noise immunity and estimation accuracy of the traditional L1-SVD algorithm deteriorate. In this paper, to improve its performance in correlated environment, we propose a new method called L1-SSD. We introduce spatial smoothing processing into the singular value decomposition (SVD) process and complete the DOA estimation by using the new spatial smoothing decomposition (SSD) with l1-norm minimization. The hardware experimental results in real coherent environment verify that the L1-SSD algorithm can have higher estimation accuracy and better noise immunity than the traditional L1-SVD algorithm with slightly faster computation speed. © 2024 IEEE.

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  • 6.Joint Blind Calibration of Unknown Gain and Mutual Coupling Errors for MWC System

    • 关键词:
    • Calibration; Mutual coupling; Inverse problems; Hardware; Couplings;Phased arrays; Covariance matrices; Vectors; Prototypes; Manifolds;Blind calibration; modulated wideband converter (MWC); multilinearinverse problems; mutual coupling;SENSOR CALIBRATION; DOA ESTIMATION; ARRAY; UNIFORM; COMPENSATION;ALGORITHM; PHASE
    • Su, Yinuo;Zhang, Jingchao;Jiang, Siyi;Li, Xiaodong;Qiao, Liyan
    • 《IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT》
    • 2024年
    • 73卷
    • 期刊

    With the rapid increase in signal frequency and bandwidth faced by communication and radar systems, compressive sampling systems have received attention. However, these systems face many nonideal situations. The calibration of gain errors is critical and more difficult in the presence of mutual coupling. Therefore, in this article, we focus on the joint blind calibration of modulated wideband converter (MWC) systems with the unknown gain and mutual coupling. Differing from previous studies on array blind calibration, a novel joint blind calibration method for compressed sampling systems that does not depend on Vandermonde matrix properties of array manifolds is proposed. We model this calibration process as a multilinear inverse problem. By transforming the multilinear inverse problem into a linear inverse problem, a general joint blind calibration algorithm for compressed sampling systems is proposed. For the MWC system, we propose an optimized algorithm to meet the identifiability of joint blind calibration and improve the algorithm performance by using the sparse multiband signal characteristics. Simulation experiments and hardware prototype experiments verify our approach.

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  • 7.Rank-Awareness Sparse Blind Deconvolution Using Modulated Input

    • 关键词:
    • Sparse blind deconvolution; l(1)-norm regularization; Block-sparserecovery; Rank-one constraint; Compressed sensing; Random demodulation
    • Zhang, Jingchao;Cao, Qian;Su, Yinuo;Qiao, Liyan
    • 《CIRCUITS SYSTEMS AND SIGNAL PROCESSING》
    • 2023年
    • 期刊

    This paper presents rank-awareness algorithms to solve sparse blind deconvolution using modulated input. We consider sparse blind deconvolution as a rank-one column sparse matrix recovery problem, so the proposed algorithms can use both the rank-one property and the sparsity of the unknowns. Unknown input s is first multiplied by a random sign sequence r and then convolved with an arbitrary filter h to obtain the measurements y. The unknown signal s is assumed to have a sparse representation. Sparse blind deconvolution using modulated input has unique applications, such as the blind calibration of the random demodulation system. When the number of measurements has satisfied certain conditions, blind deconvolution can be solved without considering signal sparsity. This paper mainly studies how to use signal sparsity to reduce the number of measurements required for sparse blind deconvolution. We propose two methods to solve this problem. The first method uses the l(1)-norm regularization to promote the unknown signal to iterate in the direction of sparsity. The second method transforms the sparse blind deconvolution problem into a rank-one constrained block-sparse signal recovery problem, and we propose the rank-awareness sparse blind demodulation algorithm to solve it. Our proposed methods could effectively reduce the number of measurements required for sparse blind deconvolution. Under certain conditions, our proposed sparse blind deconvolution algorithms required 320 and 160 measurements, while 400 measurements were required when signal sparsity was not considered. The simulation results verify the effectiveness of the proposed algorithms.

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  • 8.The Trimmed LASSO for Direction of Arrival Estimation by the Generalized Soft-Min Penalty

    • 关键词:
    • Direction of arrival;Numerical methods;Direction of arrival estimation;Estimation results;MMV-sparse optimization;Nonconvex;Nonconvex optimization;Nonconvex-optimization;Regularization parameters;Sparse optimizations;Sparse signal recoveries;Trimmed lasso
    • Bai, Longxin;Zhang, Jingchao;Fan, Meiyu;Qiao, Liyan
    • 《16th International Conference on Signal Processing and Communication System, ICSPCS 2023》
    • 2023年
    • September 6, 2023 - September 8, 2023
    • Bydgoszcz, Poland
    • 会议

    The trimmed lasso is a new nonconvex regularized approach for sparse signal recovery, which shows better estimation results in the single measurement vector problem. In this paper, we define the penalty term of the trimmed lasso in the multiple measurement vector model by £2,1-norm. We then present an approach to apply the trimmed lasso to on-grid based direction-of-arrival estimation problems by the alternating directions method of multipliers (ADMM) and majorization-minimization algorithm, which change the nonconvex objective to the convex weighted problem. Numerical simulations show that the proposed method improves the performance over £2,1 minimization algorithm. © 2023 IEEE.

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  • 9.基于FPGA的随机解调实时频谱估计方法研究

    • 关键词:
    • 压缩感知(CS);随机解调(RD);现场可编程门阵列(FPGA);正交匹配追踪算法(OMP);频谱估计
    • 殷思盛
    • 指导老师:哈尔滨工业大学 乔立岩
    • 学位论文

    传统的频谱估计首先要对信号进行奈奎斯特采样,未考虑信号的稀疏先验知识,造成了资源和时间大量的浪费。随机解调系统是一种基于压缩感知理论的模拟信息转换结构,能够以低于奈奎斯特频率的采样率对频域稀疏的多频点信号进行压缩采样,在采样的同时压缩信号,保证信号信息的完整性。这样就极大地减少了采样资源和存储资源的浪费,同时,在频谱感知领域,很多时候对精度和实时性的要求很高,需要采用硬件的方法进行频谱感知的实现。因此,本文围绕基于FPGA的随机解调实时频谱估计方法展开研究,主要内容如下:1、研究随机解调的原理。对压缩感知、随机解调和信号重构算法的原理进行深入研究,用数学的方法解释随机解调,分析信号模型、混频、低通滤波、均匀采样和信号重构对于随机解调系统实现的作用。通过仿真实验验证了基于随机解调的频谱估计的可行性,为后续基于硬件平台实现随机解调频谱估计提供参考。2、基于FPGA的OMP算法实现。基于仿真实现的OMP算法实时性不够,因此基于FPGA设计了OMP算法的实时实现。在充分研究随机解调和OMP算法的基础上,结合近些年提出的逐步QR分解的方法,实现了基于FPGA的针对随机解调复数域的OMP算法。3、搭建基于硬件的随机解调频谱估计系统。结合硬件平台作为随机解调压缩采样前端,基于FPGA的OMP算法作为信号处理后端,实现了基于硬件的随机解调频谱估计。随机解调压缩采样前端包括上位机、Analog Discovery2、信号调理电路和电源。上位机设置信号参数,Analog Discovery2生成模拟信号和m序列,调理电路进行压缩采样,最后将观测值送到FPGA中进行处理。4、利用随机解调频谱估计系统进行硬件实验。利用硬件的随机解调系统产生信号和伪随机序列,进行压缩采样产生实际数据,设计典型实验对基于随机解调的OMP模块进行验证和研究,基于FPGA的OMP算法实现速度为35.192μs,恢复频谱的最低信噪比为28.25d B。另外还通过硬件实验验证了恢复信噪比与信号频点数、频点间隔以及定点数格式的关系。

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  • 10.Compressed Gridless Frequency Estimation by Segmented Atomic Norm Minimization for Random Demodulation

    • 关键词:
    • Atoms;Compressed sensing;Frequency estimation;Optical variables measurement;Signal reconstruction;Signal to noise ratio;Atomic norm;Compressed-Sensing;Demodulation system;Frequency estimates;Gridless;Minimisation;Mismatch problems;Random demodulation;Segmented compression;Sparse representation
    • Fan, Meiyu;Han, Bingtong;Zhang, Jingchao;Qiao, Liyan
    • 《16th IEEE International Conference on Electronic Measurement and Instruments, ICEMI 2023》
    • 2023年
    • August 9, 2023 - August 11, 2023
    • Harbin, China
    • 会议

    The fixed-dictionary based gridded frequency sparse representation in random demodulation systems faces the grid mismatch problem, which may lead to severe degradation of the compression algorithm to the extent that high precision signal parameters and signal reconstruction cannot be obtained. Gridless compressed sensing introduces the concept of atomic norm, which solves the grid problem caused by spectrum discretization and greatly improves the accuracy of signal frequency estimation. However, in practice, solving large-scale meshless compressed sensing problems directly can consume a lot of time and storage resources. In this paper, we borrow the idea of segmented random sampling to compress the signal by generating segmented pseudo-random sequences in a random demodulation system. Then each segment of the compressed sampled signal is reconstructed and frequency estimated by atomic norm separately, and the obtained frequency estimates of several segments are averaged to obtain the frequency estimates of the original signal. The algorithm can achieve a recovery signal-to-noise ratio of 68 dB for a signal with 256 points per segment, and the recovery accuracy is only related to the number of points within the segment, independent of the number of segments. The algorithm reduces the computational complexity and improves the solution size and the accuracy of frequency estimation. © 2023 IEEE.

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