基于DEM的黄土勺状沟壑发育特征及区域差异性研究

项目来源

国家自然科学基金(NSFC)

项目主持人

杨昕

项目受资助机构

南京师范大学

立项年度

2017

立项时间

未公开

项目编号

41771415

项目级别

国家级

研究期限

未知 / 未知

受资助金额

63.00万元

学科

地球科学-地理科学-地理信息学

学科代码

D-D01-D0114

基金类别

面上项目

关键词

数字地形分析 ; 地形特征提取 ; 黄土高原 ; 地形建模 ; 勺状沟壑 ; digital terrain analysis ; terrain feature extraction ; spoon-shaped gully ; terrain modeling ; loess plateau

参与者

袁宝印;那嘉明;李吉龙;黄骁力;丁浒;代文;李敏;李晨瑞;卢庆辉

参与机构

中国科学院地质与地球物理研究所

项目标书摘要:黄土勺状沟壑与一般沟谷从上游到下游沟宽沟深逐渐增大不同,是指独立发育坡面上,由上到下逐渐变窄变浅,形状类似勺子的一类特殊沟壑,其形成与生态环境及气候变化联系密切。对勺状沟壑的研究为揭示黄土沟谷发育环境条件、深化黄土沟蚀机理、指导黄土高原水土保持工作具有重要作用。本课题以高分辨率DEM和遥感影像为基础数据,在实现黄土勺状沟壑自动识别的基础上,从地形、土壤、气候以及地表覆盖等方面,构建勺状沟壑特征信息库;基于地貌研究中的空代时理论,结合统计分析和图谱分析,挖掘勺状沟壑形成环境条件、发育过程及其区域差异性;通过野外和室内相结合的模拟实验,探索勺状沟壑发育演化形态模拟方法。对勺状沟壑发育特征及演化过程的认识将进一步完善黄土地貌研究的内容与体系,基于DEM勺状沟壑自动识别和发育过程形态模拟,进一步丰富了数字地形分析方法,有望取得创新性成果。

Application Abstract: Spoon shaped gully is an unique kind of loess gully developed independently in the slope,which topographic feature and development pattern are significantly different from bank gully,hanging gully and hidden gully.It has a gradually narrow shape from top to bottom which gully head is arc-like with a strong down-cutting effect,and the gully bottom is usually connected with loess tunnel rather than upper level gully.The study on topographic feature,development pattern,spatial distribution and environmental condition of spoon shaped gully will enrich the knowledge of essential characteristics and mechanism of loess gully evolution.Based on high accuracy of digital elevation model(DEM)and high resolution image,this project firstly study the automatic extraction method of spoon shaped gully and build the information database of its topographic features,spatial distribution and environmental condition.After analyzing the series of characteristics and their spatial distribution pattern of spoon shaped gully,the formation mechanism,developmental pattern and environmental dependence are then mined by using the‘space-for-time’theory.Finally,through both field and laboratory simulation experiment,the development and evolution model of spoon shaped gully will be explored and simulated.The systematic study of loess spoon shaped gully is a useful theoretical supplement for loess landform research which is expected to make a breakthrough in the theory and application of both digital terrain analysis and geomorphology of Loess Plateau.

项目受资助省

江苏省

项目结题报告(全文)

黄土勺沟是指独立发育在坡面,由上到下逐渐变窄变浅,形状类似勺子的一类特殊沟壑,其形成原因、发育过程、分布模式及环境依赖性等与一般沟壑存在显著区别,有待明确。本研究在大量野外调查和专家知识的基础上,建立了黄土勺状沟壑概念模型,提出了勺沟的发育模式,基于空代时理论探索其发育过程,并基于Google Earth高分影像实现了黄土高原区域的勺沟调查,研究了勺沟的空间分布特征及其环境依赖性。主要结论如下:①勺沟是一种头大尾细、跟其他沟谷没有明显汇流关系、独立发育在坡面的永久性不连续沟谷。在总结勺沟特征的基础上,依据勺沟的发育形态、发育规模和发育部位,将勺沟分为不同的类型。②勺沟的形成离不开黄土陷穴和暗穴的生成和发育,勺沟的发展壮大受到重力侵蚀和水力侵蚀的共同作用,尤其是沟头的溯源侵蚀促进了勺沟的进一步发育。③勺沟在黄土高原的分布极不均匀且具有明显的聚集性,主要分布在黄土高原西部和东北边缘区域,该区域亦是连续沟谷不充分发育的区域。④勺沟分布具有明显的地形选择性,主要分布在半阳坡和15°-25°的坡面。半阳坡主要发育勺沟、浅沟等中小尺度的坡面沟,而阳坡更利于发育切沟等大型沟。勺沟形成所需的临界坡度介于浅沟和切沟之间。⑤不同地理环境因子对勺沟形成的影响程度存在差异,勺沟的形成主要受到降雨、植被覆盖度、土壤质地和黄土厚度因素的影响。研究成果进一步丰富了黄土高原沟谷地貌演化的理论体系,深化了对沟谷发育过程与机理的认识,对黄土高原坡面水土流失治理具有一定的参考意义。该课题发表论文26篇,其中SCI/SSCI/EI检索19篇,中文核心7篇;获专利4项,软件著作权3项;举办全国数字地形分析研讨会1次,组织地理学大会(线上)数字地貌与行星地貌分会场1次,全国GIS博士生学术论坛两届,参加国内外会议10余次;3名博士生、4名硕士生分别赴瑞士洛桑大学、奥地利维也纳工业大学和奥地利萨尔兹堡大学开展国际学术交流;培养毕业博士研究生6人、硕士研究生8人。

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  • 1.Assessing the influence of geo-environmental factors on discontinuous gully erosion at regional scales: A case study of spoon gullies on the loess plateau of China

    • 关键词:
    • Jurassic;Miocene;Discontinuous gully;Environmental factors;Geo-environmental factor;Gully erosion;Normalized difference vegetation index;Regional scale;Spatial clustering;Spoon gully;The loess plateau of china
    • Li, Chenrui;Yang, Xin;Chen, Yang;Zhou, Xingyu;Li, Sijin;Cui, Xujia;Tang, Guoan
    • 《Journal of Environmental Management》
    • 2025年
    • 373卷
    • 期刊

    Despite being an essential component of gully systems, discontinuous gullies have received less attention for their complex formation mechanisms and often overlooked sediment yield processes. Factorial analysis helps elucidate gullying processes, but relevant studies on discontinuous gullies are currently lacking, especially at large scales. Spoon gullies, characterized by fat heads and thin tails, are a typical type of discontinuous hillslope gully found extensively on the Loess Plateau of China. Based on an inventory of 4077 spoon gullies and 13 geo-environmental factors, variations in factor dominance influencing the gully erosion were explored within a global-local framework, using Geodetector, geographically weighted regression, and spatially constrained multivariate clustering. Among individual factors, continuous gully density explained 41.6% of the spatial distribution of spoon gullies, followed by normalized difference vegetation index (NDVI), soil characteristics, and precipitation, ranging from 12.0% to 18.6%, while land use and topography exerted a negligible effect. The interaction of two factors showed a nonlinear enhancement in explanatory power, reaching 77.1%, 71.8%, and 69.7% when combining continuous gully density with loess thickness, precipitation, and NDVI, respectively. Moreover, except for generally negative regression coefficients of NDVI, other factors showed positive and negative values, indicating significant spatial variability in their effects on spoon gullies. Seven spoon gully clusters were thereby identified, each dominated by an evident factor among continuous gully density, precipitation, loess thickness, and soil texture. A spoon gully susceptibility map comprising five levels was further produced under a model accuracy of 85.8%, suggesting reliable performance in predicting gully occurrence. Overall, the influence of factors on spoon gully development exhibit remarkable complexities, mainly depending on spatial variation in the intricate interactions among factors and their scale-dependent behaviors. This study provides new insights into the spatial heterogeneity of discontinuous gullies at a regional scale and offers implications for developing targeted strategies against gully erosion. © 2024

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  • 2.Estimation of evapotranspiration through an improved daily global solar radiation in SEBAL model: a case study of the middle Heihe River Basin

    • 关键词:
    • Daily evapotranspiration (ET); Water management; Daily global solarradiation (GSR); Energy balance, remote sensing;IRRIGATION; FLUXES
    • Yin, Jingqiu;Qiu, Xinfa;Li, Shoubo;Shi, Guoping;Liu, Huiyu;Zhou, Haixuan;Wu, Haiwei
    • 《THEORETICAL AND APPLIED CLIMATOLOGY》
    • 2023年
    • 期刊

    Evapotranspiration (ET) is a major factor in the water cycle that is most directly affected by land use and climate change. The accurate estimation of the daily ET is an important link in the study of its hydrological and ecological interaction, hydrological cycle, and oasis ecosystem management in arid and semi-arid regions. Considering astronomical, atmospheric (i.e., air molecules, water vapor, and cloud), and surface factors (i.e., slope, aspect, terrain shading, and surface coverage), the new daily global solar radiation (GSR)model is proposed, based on Iqbal model C, DEM, TM, and MODIS data. The new model has been coupled with SEBAL to better estimate ET. The daily surface ET of June 21-24, 2009, in Heihe River Basin is simulated. The results are as follows: (1) the improved daily GSR mean absolute bias error (MABE) is 9 W/m2, and the mean absolute relative bias error (MARBE) is 2.5%. The MABE of the daily GSR using the SEBAL model is 122.2 W/m2, and the MARBE is 33.9%. (2) The improved SEBAL MABE of farmland ET decreases from 2.1 mm (original scheme) to 0.6 mm (improved scheme), and the MARBE declines from 44 to 13% accordingly. Moreover, the spatiotemporal resolution of the ET simulation is effectively improved by the TM/MODIS hybrid strategy. (3) All highest ET value appeared in all types of water bodies, followed by farmland, forest, wetland, and residential areas, and the lowest values appeared over bare rock land. The new results provide better theoretical basis and scientific guidance for ecosystem protection and sustainable utilization of water resources.

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  • 3.An Exploration of Loess Landform Development Based on Population Ecology Method

    • 《ISPRS INTERNATIONAL JOURNAL OF GEO-INFORMATION》
    • 2022年
    • 11卷
    • 2期
    • 期刊

    The study of gully characteristics is one of the most effective ways to explore the loess landform development in the Loess Plateau of China. However, current studies mostly focus on gullies' overall characteristics and ignore the different composition of the whole gully system. Therefore, a new perspective is provided in this paper for exploring loess landform development from the population characteristics of the gully system. Firstly, different types of gullies were extracted based on DEM and high-resolution images in three sample watersheds, including hillslope ephemeral gully, bank gully and different-level valley gully. Secondly, population characteristics from the amount, length, age structure and convergent relationship were calculated and analyzed by referring to the biological population in ecology. Finally, the development stages of loess landform in three watersheds were explored based on their population characteristics. The results showed that: (1) The population characteristics, including number density, length density, age structure and convergence, were obviously different in three sample watersheds. (2) The development differences of three watersheds were obtained by synthesizing all population characteristics: Linjiajian was the most developed and oldest watershed, followed by Yangjiaju and then Wangjiagou. (3) The comparison based on the existing soil erosion intensity map and predisposing factors proved that the findings of this paper were more reasonable than that of the traditional hypsometric integral. This research provides a new quantitative-based approach to explore the development degree of loess landform from the gully population, and is a beneficial attempt to combine geomorphology and ecology, further supplementing and improving the study of loess landform development.

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  • 4.Spatial distribution characteristics of discontinuous hillslope gullies on the Loess Plateau of China: A special focus on spoon gullies

    • 关键词:
    • Spoon gully; Discontinuous gully; Spatial distribution; the LoessPlateau;MORPHOLOGICAL-CHARACTERISTICS; TOPOGRAPHIC THRESHOLDS; SLOPE SPECTRUM;SOIL-EROSION; VEGETATION; REGION; CATCHMENT; EVOLUTION; RESOLUTION;RATES
    • Li, Chenrui;Yang, Xin;Liu, Hailong;Zhu, Hui;Wei, Hong;Na, Jiaming;Cui, Xujia
    • 《CATENA》
    • 2022年
    • 215卷
    • 期刊

    Gullies characterized by frequent material exchanges and dramatic morphological changes sculpt fragmented surface landscapes and generate severe soil erosion, yet research on discontinuous gullies is currently lacking on the Loess Plateau of China. A special kind of discontinuous gully isolated on a hillslope, termed a spoon gully, was observed during a field investigation on the Loess Plateau. Spoon gullies are permanent gullies that are basically spoon-shaped with fat heads and thin tails. The confluences between spoon gullies and other gullies mainly occur in the subsurface. According to image interpretations and field verifications, 4077 spoon gullies were recognized on the Loess Plateau. These gullies were mainly distributed in the western part and northern fringes of the Loess Plateau with an obvious spatial clustering tendency, forming four concentrated areas with high gully densities. The topography distinctly affects the spatial distribution of spoon gullies. A total of 81.92% of the spoon gullies were located on slopes of 10-30 degrees, and 73.29% of these gullies were located on semi-sunny or semi-shady slopes. Furthermore, the spatial distribution of spoon gullies was associated with loess landforms and soil erosion intensities. A total of 66.37% of the spoon gullies occurred in loess ridge, loess tableland, or loess hill regions, and more than 50% of them arose in areas of strong or moderate water erosion. Overall, spoon gullies were mainly distributed in areas where continuous gullies developed insufficiently, and this finding can be regarded as the integrated result of precipitation, loess thickness and texture, vegetation coverage, and agricultural activities, suggesting that spoon gullies may represent an early stage in the development of continuous loess gully systems. These results not only provide new insights for understanding the formation and evolution of gully landforms but also have significant implications for soil erosion management on the Loess Plateau.

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  • 5.Extraction of lacunarity variation index for revealing the slope pattern in the Loess Plateau of China

    • 关键词:
    • lacunarity;variation;index(LVI);slope;pattern;characteristic;scale;the;Loess;Plateau;digital;elevation;model(DEM)
    • Ziyang DAI;Fayuan LI;Mingwei ZHAO;Lanhua LUO;Haoyang JIAO
    • 《地球科学前沿:英文版》
    • 2021年
    • 1期
    • 期刊

    Lacunarity analysis is frequently used in multiscale and spatial pattern studies.However,the explanation for the lacunarity analysis results is limited mainly at a qualitative description level.In other words,this app

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  • 6.面向地貌学本源的数字地形分析研究进展与展望

    • 关键词:
    • 数字地形分析;地貌学;数字高程模型;地形因子;地理信息科学
    • 熊礼阳;汤国安;杨昕;李发源
    • 《地理学报》
    • 2021年
    • 03期
    • 期刊

    数字地形分析(DTA)是地理信息科学(GIS)研究的热点。但是,当前基于数字高程模型(DEM)的数字地形分析在地貌学研究中存在重形态轻机理、重现象轻过程、重地上轻地下等问题,急需从单一的地貌形态分析,迈向面向成因、过程与机理等地貌学本源问题的研究转变。据此,本文系统梳理了面向地貌学本源的数字地形分析的相关研究现状,并从地貌学本源认识、地貌形态建模、地形因子提取、以及其他地形分析方法等研究进行了系统的回顾、梳理与分析。研究表明,基于DEM的数字地形分析虽具有地貌特征分析的潜力与优势,但是,数字地形分析存在数据表达与分析模式上的先天缺陷,亟待通过基础理论与关键技术的突破,实现理论与方法的创新发展,实现从"坡面"走向"区域",从"形态"走向"过程",从"地形"走向"地貌"。而当今地球系统科学的研究发展态势也到了数字地形分析研究从重视地貌形态走向揭示地貌学本源的关键阶段。因此,本文从DEM数据模型增值、地形因子及其地形空间关系、以及宏观地形分析等侧面展望了面向地貌学本源的数字地形分析研究。当今基于DEM的数字地形分析研究,正像当前的GIS是否能够真正支撑地理学发展一样,已经处于一个非常关键的十字路口。面向地貌学本源的数字地形分析研究思路可望成为地理信息科学领域理论与方法创新的一次重要探索与实践。

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  • 7.Conceptual Model of Terrain Texture in Loess Plateau based on DEM

    • 关键词:
    • Geomorphology;Landforms;Surveying;Surface morphology;Classification (of information);Sediments;Morphology;Conceptual model;Digital elevation model;Geo-information;Geo-information atlas;Loess Plateau;Multi-scales;Terrain features;Terrain texture;Texture elements;Texture features
    • Jiang, Sheng;Tang, Guoan;Yang, Xing;Xiong, Liyang;Qian, Chengyang
    • 《Journal of Geo-Information Science》
    • 2021年
    • 23卷
    • 6期
    • 期刊

    The geomorphic characteristics of "thousands of gullies" in the Loess Plateau show significant self similarity in multi-scale space, and have obvious textural characteristics of local-irregular and macro-regular. Previous studies have shown that there have been specific research results on the selection of texture features, the uncertainty of scale effect, and the combination of texture features with other features in identification and classification of specific landforms. However, the current texture analysis methods are limited to the application of macro terrain classification. For the concept, classification, basic characteristics, and analysis methods of terrain texture, there is a lack of theoretical framework for application support. On the basis of the existing research results, this paper defines the Loess Plateau as the research scope, and puts forward the concept model of the Loess Plateau terrain texture, namely definition, characteristics, classification, and expression. In terms of the definition of terrain texture, this paper expands the scope of the definition. In addition to the existing macro morphological topographic texture, the terrain texture formed by the combination of the characteristics of typical loess geomorphic units (loess yuan, liang, mao, etc.) and the terrain texture formed by the slope characteristics of loess slope are proposed. This paper points out that the data expression based on Digital Elevation Model (DEM) will be more conducive to the quantification of terrain texture, especially the terrain factor derived from DEM can expand the feature space of terrain texture and enrich the data source of terrain texture analysis. In terms of the basic features of terrain texture, this paper puts forward three basic characteristics: regional difference, genetic complexity, and scale dependence. Among them, regional differences can be qualitatively distinguished by visualization or quantified by existing statistical methods, so as to effectively distinguish differences in texture between regions. In the classification system of terrain texture, this paper classifies the terrain texture based on its element saliency, texture origin, and visual form. Taking loess liang in the loess hilly and gully region as an example, a single loess liang can be regarded as a texture element. Through a certain arrangement and combination of several loess liang, the terrain textural characteristics of the loess liang hilly and gully region are formed. However, a single loess liang cannot express the texture features. This paper aims to build a conceptual model of terrain texture oriented to the Loess Plateau, and promotes the application and development of texture analysis method in Loess Plateau.
    © 2021, Science Press. All right reserved.

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  • 8.黄土高原勺状沟壑特征及发育过程

    • 关键词:
    • 黄土勺状沟壑;发育模式;空代时;黄土高原
    • 杨昕;汤国安;袁宝印;刘海龙;黄骁力;李晨瑞
    • 《地理研究》
    • 2021年
    • 07期
    • 期刊

    沟谷是黄土高原物质交换最频繁,形态变化最剧烈的区域。在内外营力的共同作用下,不同发育阶段的各类沟谷塑造了黄土高原"千沟万壑"的独特地貌景观。在黄土高原沟壑系统中,广泛分布着一类特殊的黄土勺状沟壑,目前对其成因、发育过程与机理以及空间分布特征等的认知明显不足。本文以高分辨率遥感影像和DEM数据作为数据源,在大量野外调查和专家知识的基础上,首先提出了黄土勺状沟壑的概念,指出黄土勺状沟壑是独立发育于黄土坡面上的永久性沟谷。其次,从沟壑形态、汇流关系、侵蚀过程、分布特征等方面分析了黄土勺状沟壑区别于其他已有沟壑的特点。进而,从发育形态、发育规模、发育部位等角度对黄土勺状沟壑进行了分类,深化了对勺状沟壑的认识。再次,基于空代时理论,定量分析了黄土勺状沟壑发育过程的形态演变特征,进一步探讨了黄土勺状沟壑发育过程,论证了黄土勺状沟壑是黄土切沟的初期阶段。最后,在系统梳理总结勺状沟壑的特征及分类的基础上,提出了黄土勺状沟壑的发育过程设想,指出勺状沟壑的形成离不开黄土陷穴和暗穴的生成和发育,勺状沟壑的进一步发育伴随着水力侵蚀和重力侵蚀过程。勺沟尾部变细甚至消失,不能发育成更大规模的切沟,与地下暗穴、黄土渗透率、降雨条件以及地表覆盖有关。本文成果期望为进一步完善黄土沟谷地貌发育和侵蚀过程与机理等认识做出贡献,同时对黄土高原水土保持工作提供参考。

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  • 9.Quantifying the spatial distribution of sediment transport in an experimental gully system using the morphological method

    • 关键词:
    • Sedimentation;Landforms;Spatial distribution;Erosion;Catchments;Bed material transports;Close range digital photogrammetry;Erosion and deposition;Longitudinal variations;Morphological changes;Sediment transport rate;Spatial and temporal resolutions;Two dimensional (2D) sediment transport
    • Dai, Wen;Xiong, Liyang;Antoniazza, Gilles;Tang, Guoan;Lane, Stuart N.
    • 《Earth Surface Processes and Landforms》
    • 2021年
    • 46卷
    • 6期
    • 期刊

    Whilst time-series of sediment transport in gullies in both laboratory experimental and field settings can be determined through instrumentation, quantifying the spatial distribution of transport rates remains challenging. The morphological method, which was proposed for estimating bed-material transport in both one- and two-dimensions in rivers, provides an alternative. Here, we developed this method for gully systems. A laboratory catchment was used to simulate gully erosion. High-resolution topographical data were acquired by close-range digital photogrammetry. Morphological changes were determined using high-resolution topographic data and an associated level of detection. Based on measured morphological changes, one-dimensional (1D) and two-dimensional (2D) sediment transport rates were calculated via cross-section by cross-section routing (1D) and cell by cell routing (2D). The 1D application provided a general trend of longitudinal variation of sediment transport for the whole gully system, increased gradually from zones of headward extension to a zone downstream where erosion and deposition were in balance, and sediment transport rates less variable in space. For the 2D application, hydrological and blended hydrological-hydraulic routing solutions were compared. We found that the level of negative transport was insensitive to whether or not a blended hydrological-hydraulic routing was used and that results from applying the hydrological routing throughout were not significantly degraded. We also found that consideration should be given to spatial and temporal resolution of the topographic data. The 2D application provided spatial patterns of sediment transport that vary with gully evolution. The main gully remained a high transport corridor but branch transport became more important through time. The framework we report provides an additional tool for both experimental and field quantification of the spatial patterns of sediment transport in gullies; and quantification of how these patterns change under different forcing factors.
    © 2021 The Authors. Earth Surface Processes and Landforms published by John Wiley & Sons Ltd.

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  • 10.Geomorphology-oriented digital terrain analysis: Progress and perspectives

    • 关键词:
    • digital terrain analysis; geomorphology; ontology; digital elevationmodel; terrain derivative; geographical information science;TIBETAN PLATEAU; LOESS PLATEAU; DEM; CLASSIFICATION; LANDFORM; MODELS;EXTRACTION; RESOLUTION; MOUNTAIN; INDEXES
    • Xiong, Liyang;Tang, Guoan;Yang, Xin;Li, Fayuan
    • 《JOURNAL OF GEOGRAPHICAL SCIENCES》
    • 2021年
    • 31卷
    • 3期
    • 期刊

    Digital terrain analysis (DTA) is one of the most important contents in the research of geographical information science (GIS). However, on the basis of the digital elevation model (DEM), many problems exist in the current research of DTA in geomorphological studies. For instance, the current DTA research appears to be focused more on morphology, phenomenon, and modern surface rather than mechanism, process, and underlying terrain. The current DTA research needs to be urgently transformed from the study of landform morphology to one focusing on landform process and mechanism. On this basis, this study summarizes the current research status of geomorphology-oriented DTA and systematically reviews and analyzes the research about the knowledge of geomorphological ontology, terrain modeling, terrain derivative calculation, and terrain analytical methods. With the help of DEM data, DTA research has the advantage of carrying out geomorphological studies from the perspective of surface morphology. However, the study of DTA has inherent defects in terms of data expression and analytic patterns. Thus, breakthroughs in basic theories and key technologies are necessary. Moreover, scholars need to realize that DTA research must be transformed from phenomenon to mechanism, from morphology to process, and from terrain to landform. At present, the research development of earth science has reached the critical stage in which the DTA research should focus more on geomorphological ontology. Consequently, this study proposes several prospects of geomorphology-oriented DTA from the aspects of value-added DEM data model, terrain derivatives and their spatial relations, and macro-terrain analysis. The study of DTA based on DEM is at a critical period along with the issue on whether the current GIS technology can truly support the development of geography. The research idea of geomorphology-oriented DTA is expected to be an important exploration and practice in the field of GIS.

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